Experience Highlights

Defense of investor in insider trading investigation
Defended investor in SEC insider trading investigation and Wells submission resulting in no action and closure of the investigation. more
Defense of broker-dealer sales of propriety limited partnerships
Represented a New York-based retail securities firm with billions of dollars of exposure in defense of its proprietary limited partnership sales more
Representation of community banks in EFTA class actions
Acted as lead counsel in putative class action cases alleging violation of the Electronic Fund Transfer Act more
Capparelli v. AmeriFirst Home Improvement Finance Company

Served as counsel for the lender defendants in an action brought by borrowers against lender, loan officer, contractor, contractor's corporation more