Whether it's a publicly-traded company or closely-held business, a registered investment company or a venture capital firm, investment management and securities clients depend on Kilpatrick Townsend to help them fulfill their legal and fiduciary responsibilities. Illegal securities practices are partly to blame for today's current economic crisis. Our professionals understand that making prudent, educated and ethical decisions on behalf of investors always make good business sense.

Representative Investment & Securities clients include:

  • Investment Advisers
  • Registered Investment Companies
  • Hedge Funds
  • Private Equity Funds
  • Venture Capital Firms

We serve these clients in areas specific to their needs, including the following:

  • Public and Private Securities Offerings
  • Venture Capital and Private Financing
  • Securities Regulatory Compliance
  • Proxy Solicitations
  • SEC Examinations and Investigations

Investment & Securities

Experience Highlights

Investment management advice for United Capital Financial Partners, Inc.
Advised United Capital Financial Partners, Inc., a financial services industry consolidator, on various acquisition and investment management matters. more
Improper trading activity by an investment adviser
Represented financial institution and investment adviser in alleged improper trading activity by a portfolio manager. more
Representation of investment adviser and mutual fund family
Ongoing representation of multi-billion dollar investment manager with specialized focus on 401(k) products; and ongoing representation of related more
Registered INHAM adviser to major U.S. timber producer
Represented registered corporate "INHAM" adviser to a major U.S. forest products manufacturer. Ongoing representation of INHAM more

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